Filing Details
- Accession Number:
- 0001181431-12-065942
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-19 15:18:49
- Reporting Period:
- 2012-12-17
- Filing Date:
- 2012-12-19
- Accepted Time:
- 2012-12-19 15:18:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 789073 | Beam Inc | NYSE: BEAM | Beverages (2080) | 133295276 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1549543 | I. Nicholas Fink | Beam Inc. 510 Lake Cook Road Deerfield IL 60015 | Svp, Chief Strategy Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $3.125 | Acquisiton | 2012-12-17 | 1,026 | $47.32 | 1,241 | No | 4 | M | Direct | |
| Common Stock, Par Value $3.125 | Acquisiton | 2012-12-17 | 2,000 | $35.67 | 3,241 | No | 4 | M | Direct | |
| Common Stock, Par Value $3.125 | Disposition | 2012-12-17 | 3,026 | $61.23 | 215 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-17 | 1,026 | $0.00 | 1,026 | $47.32 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-17 | 2,000 | $0.00 | 2,000 | $35.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-09-29 | 2015-09-30 | No | 4 | M | Direct |
| 408 | 2012-09-30 | 2016-09-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $3.125 | 655 | Indirect | Beam Retirement Savings Plan |
Footnotes
- Reflects the exercise of stock options issued under the Issuer's Long-Term Incentive Plans.
- The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $61.13 to $61.34, inclusive. The Reporting Person undertakes to provide to the SEC, the Issuer and any security holder, upon request, full information regarding the number of shares sold at each separate price point within the ranges set forth in this footnote.
- Includes 215 shares acquired under the Employee Stock Purchase Plan.
Billionaire Hedge Funds
