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Filing Details

Accession Number:: 0000049071-12-000147
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-12-19 13:39:46
Reporting Period:: 2012-12-17

Filing Date:: 2012-12-19
Accepted Time:: 2012-12-19 13:39:46
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1103605	S Heidi Margulis	Humana Inc. 500 West Main Street Louisville KY 40202	Senior V.p. - Public Affairs	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Humana Common	Disposition	2012-12-17	400	$0.00	31,429	No	4	G	Direct
Humana Common	Disposition	2012-12-18	24,327	$68.06	7,102	No	4	S	Direct
Humana Common	Acquisiton	2012-12-18	2,043	$41.83	9,145	No	4	M	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	G	Direct
No	4	S	Direct
No	4	M	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Options	Disposition	2012-12-18	2,043	$41.83	2,043	$41.83

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2016-02-19	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Humana Common	6,717	Indirect	See Footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$69.48	2015-02-21	5,130	5,130	Direct
Humana Common	Restricted Stock Units	$0.00		4,095	4,095	Direct
Humana Common	Restricted Stock Units	$0.00		2,355	2,355	Direct
Humana Common	Restricted Stock Units	$0.00		2,820	2,820	Direct
Humana Common	Phantom Stock Units	$0.00		1	350	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2015-02-21	5,130	5,130	Direct
	4,095	4,095	Direct
	2,355	2,355	Direct
	2,820	2,820	Direct
	1	350	Indirect

Footnotes

Stock units held for reporting person's benefit as of November 30, 2012 under the Humana Retirement & Savings Plan, including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c).
Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan.
Incentive and Non-Qualified stock options granted to reporting person on 2/21/08, NQ options vesting in three increments from 2/21/09 to 2/21/11, and ISO's vesting on 2/21/11.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/19/10 to 2/19/12.
Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 2/18/10, 100% of the award is vesting on 2/18/13.
Restricted stock units granted to reporting person on 5/5/11, 100% of the award is vesting on 5/5/14.
Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15.
Phantom Stock Units held for the benefit of reporting person as of November 30, 2012 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan.
Sales occured in prices ranging from $67.8240 to $68.3690.