Home > Insider Trading > Filing (0001140361-12-051797)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1070698	Raptor Pharmaceutical Corp	RPTP	Pharmaceutical Preparations (2834)	860883978

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1243489	Erich Sager	C/O Raptor Pharmaceutical Corp. 9 Commercial Blvd., Suite 200 Novato CA 94949		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2012-12-17	9,187	$2.57	121,185	No	4	M	Direct
Common Stock	Acquisiton	2012-12-17	1,797	$2.02	122,982	No	4	M	Direct
Common Stock	Disposition	2012-12-17	10,984	$5.43	111,998	No	4	S	Direct
Common Stock	Disposition	2012-12-17	3,924	$5.35	108,074	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock options (right to buy)	Disposition	2012-12-17	3,359	$0.00	3,359	$2.57
Common Stock	Stock options (right to buy)	Disposition	2012-12-17	5,828	$0.00	5,828	$2.57
Common Stock	Stock options (right to buy)	Disposition	2012-12-17	1,797	$0.00	1,797	$2.02

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
503,156	2006-11-26	2016-05-25	No	4	M	Direct
497,328	2007-12-14	2017-06-13	No	4	M	Direct
495,531	2010-09-09	2020-03-08	No	4	M	Direct

Footnotes

Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 12, 2012.
Original option grant vests 6/36ths on November 26, 2006 and 1/36th per month thereafter.
Original option grants vests 6/48ths on December 14, 2007 and 1/48th per month thereafter.
Original option grants vests 6/48ths on September 9, 2010 and 1/48th per month thereafter.
This transaction was executed in multiple trades at prices ranging from $5.34 to $5.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $5.32 to $5.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.