Filing Details
- Accession Number:
- 0001179110-12-017944
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-18 21:06:50
- Reporting Period:
- 2012-12-12
- Filing Date:
- 2012-12-18
- Accepted Time:
- 2012-12-18 21:06:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1032761 | Keynote Systems Inc | KEYN | Services-Business Services, Nec (7389) | 943226488 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187981 | J Donald Aoki | 777 Mariners Island Boulevard San Mateo CA 94404 | Svp, Professional Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-12-12 | 4,363 | $13.50 | 7,299 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-12-12 | 5,122 | $10.73 | 12,421 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-12 | 5,122 | $13.50 | 7,299 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-12 | 152 | $0.00 | 7,147 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2012-12-13 | 2,378 | $10.73 | 9,525 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-13 | 2,378 | $13.50 | 7,147 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-14 | 3,337 | $13.56 | 3,810 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-12-14 | 3,004 | $0.00 | 8,167 | No | 5 | J | Indirect | Via trust |
Common Stock | Acquisiton | 2012-12-12 | 1,000 | $0.00 | 5,842 | No | 5 | G | Indirect | Via Trust |
Common Stock | Disposition | 2012-12-14 | 4,200 | $13.54 | 1,642 | No | 4 | S | Indirect | Via Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 5 | J | Indirect | Via trust |
No | 5 | G | Indirect | Via Trust |
No | 4 | S | Indirect | Via Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Purchase) | Disposition | 2012-12-12 | 7,500 | $0.00 | 40,000 | $10.73 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,500 | 2004-07-18 | 2013-07-18 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Purchase) | $11.98 | 2006-07-01 | 2015-07-01 | 30,000 | 30,000 | Direct |
Common Stock | Employee Stock Option (Right to Purchase) | $13.01 | 2005-07-16 | 2014-07-16 | 25,000 | 25,000 | Direct |
Common Stock | Employee Stock Option (Right to Purchase) | $10.31 | 2007-07-01 | 2016-07-01 | 25,000 | 25,000 | Direct |
Common Stock | Employee Stock Option (Right to Purchase) | $12.76 | 2005-11-16 | 2014-11-16 | 25,000 | 25,000 | Direct |
Common Stock | Employee Stock Option (Right to Purchase) | $12.65 | 2009-07-07 | 2018-07-06 | 20,000 | 20,000 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 2015-07-01 | 9,750 | 9,750 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2015-07-01 | 30,000 | 30,000 | Direct |
2014-07-16 | 25,000 | 25,000 | Direct |
2016-07-01 | 25,000 | 25,000 | Direct |
2014-11-16 | 25,000 | 25,000 | Direct |
2018-07-06 | 20,000 | 20,000 | Direct |
9,750 | 9,750 | Direct |
Footnotes
- Represents 8,167 shares held in the Aoki Family Trust. The Reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in the shares.
- Represents 1,642 shares held by the Reporting Person as Trustee for trusts for each of his minor children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in the shares.
- Option is fully vested as of the filing of this Form 4.
- Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- The Restricted Stock Units will vest four years from the date of grant.
- The Reporting Person donated 152 shares to two non-profit charities on 12-12-2012 and 12-13-2012.
- Options were exercised in the amount of 5,122 shares on 12-12-2012 and 2,378 shares on 12-13-2012 at an exercise price of $10.73 per share.
- The Reporting Person transferred 500 shares each to his two children's trust accounts for a net transfer of 1,000 shares on 12-12-2012.
- The Reporting Person transferred a net 3,004 shares to the Aoki Family Trust on or about 12-14-2012.