Filing Details
- Accession Number:
- 0001088825-12-000136
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-18 20:51:54
- Reporting Period:
- 2012-12-14
- Filing Date:
- 2012-12-18
- Accepted Time:
- 2012-12-18 20:51:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1088825 | Tivo Inc | TIVO | Cable & Other Pay Television Services (4841) | 770463167 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1350928 | L Jeffrey Klugman | 2160 Gold Street Alviso CA 95002 | Svp Products & Revenue | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-14 | 531 | $7.24 | 167,026 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-14 | 531 | $12.95 | 166,495 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-12-14 | 5,829 | $8.94 | 172,324 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-14 | 5,829 | $12.95 | 166,495 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-12-14 | 3,252 | $6.18 | 169,747 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-14 | 3,252 | $12.95 | 166,495 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-12-14 | 1,447 | $6.18 | 167,942 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-14 | 1,447 | $12.95 | 166,495 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-12-14 | 698 | $7.24 | 167,193 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-14 | 698 | $12.95 | 166,495 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-12-14 | 43 | $6.06 | 166,538 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-14 | 43 | $12.95 | 166,495 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-12-14 | 43 | $6.06 | 43 | $6.06 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-12-14 | 1,447 | $6.18 | 1,447 | $6.18 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-12-14 | 698 | $7.24 | 698 | $7.24 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-12-14 | 3,252 | $6.18 | 3,252 | $6.18 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-12-14 | 531 | $7.24 | 531 | $7.24 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-12-14 | 5,829 | $8.94 | 5,829 | $8.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 337 | 2005-05-22 | 2015-04-22 | No | 4 | M | Direct |
| 11,569 | 2007-04-21 | 2017-03-21 | No | 4 | M | Direct |
| 5,584 | 2006-04-29 | 2016-03-29 | No | 4 | M | Direct |
| 26,016 | 2007-04-21 | 2017-03-21 | No | 4 | M | Direct |
| 4,245 | 2006-04-29 | 2016-03-29 | No | 4 | M | Direct |
| 53,198 | 2008-04-26 | 2018-03-26 | No | 4 | M | Direct |
Footnotes
- This was an automatic disposition of shares pursuant to a 10b5-1 plan, as defined under the Securities Exchange Act of 1934, as amended.
Billionaire Hedge Funds
