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Filing Details

Accession Number:: 0000950142-12-002391
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-12-18 17:44:17
Reporting Period:: 2012-12-18

Filing Date:: 2012-12-18
Accepted Time:: 2012-12-18 17:44:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
109177	Harbinger Group Inc.	HRG	Miscellaneous Electrical Machinery, Equipment & Supplies (3690)	741339132

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1233563	Harbinger Capital Partners Master Fund I, Ltd.	C/O International Fund Svs. (Ireland) Lt 78 Sir John Rogerson'S Quay Dublin 2 L2 00000	No	No	Yes	Yes
1233569	Philip Falcone	450 Park Avenue, 30Th Floor New York NY 10022	No	No	Yes	Yes
1371517	Harbinger Capital Partners Special Situations Fund, L.p.	450 Park Avenue, 30Th Floor New York NY 10022	No	No	Yes	Yes
1371518	Harbinger Capital Partners Special Situations Gp, Llc	450 Park Avenue, 30Th Floor New York NY 10022	No	No	Yes	Yes
1456927	Harbinger Holdings, Llc	450 Park Avenue, 30Th Floor New York NY 10022	No	No	Yes	Yes
1457298	Harbinger Capital Partners Llc	450 Park Avenue, 30Th Floor New York NY 10022	No	No	Yes	Yes
1466478	Ltd. Breakaway Opportunities Global	Maples Corporate Services Limited Po Box 309, Ugland House Grand Cayman E9 KY1-1104	No	No	Yes	Yes
1466495	Harbinger Capital Partners Ii Gp Llc	450 Park Avenue, 30Th Floor New York NY 10022	No	No	Yes	Yes
1466496	Harbinger Capital Partners Ii Lp	450 Park Avenue, 30Th Floor New York NY 10022	No	No	Yes	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock (Par Value $0.01 Per Share)	Disposition	2012-12-18	14,455,691	$7.50	81,486,377	No	4	S	Direct
Common Stock (Par Value $0.01 Per Share)	Disposition	2012-12-18	3,518,636	$7.50	17,974,525	No	4	S	Direct
Common Stock (Par Value $0.01 Per Share)	Disposition	2012-12-18	2,035,673	$7.50	10,398,987	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

Represents (i) 14,455,691 shares sold by Harbinger Capital Partners Master Fund I, Ltd. ("Master Fund"), (ii) 3,518,636 shares sold by Harbinger Capital Partners Special Situations, L.P ("Special Situations"), (iii) 2,035,673 shares sold by Global Opportunities Breakaway Ltd. ("Breakaway") in the sale of the shares of Harbinger Group Inc. (the "Issuer") Common Stock (the "Shares") in its registered secondary offering pursuant to the registration statement on Form S-3 filed by the Issuer with the Securities Exchange Commission (Registration No. 333-180070) (the sale described in this (i), (ii) and (iii) the "Reported Transaction"), (iv) 81,486,377 shares retained by Master Fund following the Reported Transaction, (v) 17,974,525 shares retained by Special Situations following the Reported Transaction and (vi) 10,398,987 shares retained by Breakaway following the Reported Transaction.
These Shares are owned directly by the Master Fund, which is a Reporting Person.
These Shares may be deemed to be indirectly beneficially owned by the following, each of whom is a Reporting Person: Harbinger Capital Partners LLC ("Harbinger LLC"), the investment manager of the Master Fund; Harbinger Holdings, LLC ("Harbinger Holdings"), the manager of Harbinger LLC; and Philip Falcone, the managing member of Harbinger Holdings and the portfolio manager of the Master Fund.
Each Reporting Person listed in Footnote 3 disclaims beneficial ownership of the HGI Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the HGI Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
These HGI Shares are owned directly by the Special Situations Fund, which is a Reporting Person.
These HGI Shares may be deemed to be indirectly beneficially owned by the following, each of whom is a Reporting Person: Harbinger Capital Partners Special Situations GP, LLC ("HCPSS"), the general partner of the Special Situations Fund; Harbinger Holdings, the managing member of HCPSS; and Philip Falcone, the managing member of Harbinger Holdings and the portfolio manager of the Special Situations Fund.
Each person listed in Footnote 6 disclaims beneficial ownership of the HGI Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the HGI Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
These HGI Shares are owned directly by the Breakaway Fund, which is a Reporting Person.
These HGI Shares may be deemed to be indirectly beneficially owned by the following, each of whom is a Reporting Person: Harbinger Capital Partners II LP ("HCP II"), the investment manager of the Breakaway Fund; Harbinger Capital Partners II GP LLC ("HCP GP II"), the general partner of HCP II; and Philip Falcone, the managing member of HCP II GP and the portfolio manager of the Breakaway Fund.
Each person listed in Footnote 9 disclaims beneficial ownership of the HGI Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the HGI Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.