Filing Details
- Accession Number:
- 0001307504-12-000016
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-12-18 17:40:34
- Reporting Period:
- 2012-12-04
- Filing Date:
- 2012-12-18
- Accepted Time:
- 2012-12-18 17:40:34
- Original Submission Date:
- 2012-12-05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1299033 | Calamos Asset Management Inc. | CLMS | Security Brokers, Dealers & Flotation Companies (6211) | 320122554 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1284210 | S Nimish Bhatt | 2020 Calamos Court Naperville IL 60563 | Svp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2012-12-04 | 285 | $9.64 | 79,309 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Total represents 29,040.1050 shares of Class A Common Stock and 50,269 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock.)