Filing Details
- Accession Number:
- 0001437749-12-012977
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-18 17:31:58
- Reporting Period:
- 2012-12-13
- Filing Date:
- 2012-12-18
- Accepted Time:
- 2012-12-18 17:31:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
894237 | Vision Sciences Inc | VSCI | Electromedical & Electrotherapeutic Apparatus (3845) | 133430173 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
901507 | C Lewis Pell | C/O Vision-Sciences, Inc. 40 Ramland Road South, Suite 1 Orangeburg NY 10962 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock $0.01 Par Value Per Share | Acquisiton | 2012-12-13 | 18,961 | $1.10 | 8,936,831 | No | 4 | P | Direct | |
Common Stock $0.01 Par Value Per Share | Disposition | 2012-12-14 | 1,000,000 | $0.00 | 7,936,831 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 5 | G | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock $0.01 Par Value Per Share | 50,000 | Indirect | By spouse |
Common Stock $0.01 Par Value Per Share | 43,500 | Indirect | By trust |
Footnotes
- The number of securities indirectly held by the Reporting Person has changed since his most recent Form 4 filing on December 13, 2012. This previous Form 4 incorrectly reported as indirectly owned securities: (i) 384,514 shares of common stock that are owned by the Reporting Person's emancipated adult daughters and (ii) 2,400 shares of common stock owned by the Reporting Person's brother's family. Under the SEC's beneficial ownership rules, these shares of common stock should not have been reported as indirectly owned by the Reporting Person.