Filing Details
- Accession Number:
- 0001127602-12-034382
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-18 16:49:15
- Reporting Period:
- 2012-12-17
- Filing Date:
- 2012-12-18
- Accepted Time:
- 2012-12-18 16:49:15
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1397952 | Ann Lisa Pauley | 10 Longs Peak Drive Broomfield CO 80021-2510 | Sr Vp, Hr & Administration | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-17 | 8 | $44.20 | 33,002 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2012-12-17 | 83 | $44.20 | 134,095 | No | 4 | J | Indirect | By Spouse |
Common Stock | Acquisiton | 2012-12-18 | 9,000 | $14.08 | 143,095 | No | 4 | M | Indirect | By Spouse |
Common Stock | Disposition | 2012-12-18 | 7,800 | $44.37 | 135,295 | No | 4 | S | Indirect | By Spouse |
Common Stock | Disposition | 2012-12-18 | 1,200 | $44.39 | 134,095 | No | 4 | S | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Indirect | By Spouse |
No | 4 | M | Indirect | By Spouse |
No | 4 | S | Indirect | By Spouse |
No | 4 | S | Indirect | By Spouse |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Deferred Compensation Company Stock Plan | Acquisiton | 2012-12-17 | 88 | $44.20 | 88 | $0.00 |
Common Stock | Deferred Compensation Company Stock Plan | Acquisiton | 2012-12-17 | 205 | $44.20 | 205 | $0.00 |
Common Stock | Stock Option (iso) (Right to Buy) | Disposition | 2012-12-18 | 9,000 | $0.00 | 9,000 | $14.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
39,018 | No | 4 | J | Direct | ||
90,598 | No | 4 | J | Indirect | ||
0 | 2013-04-22 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,194 | Indirect | 401(k) Plan |
Footnotes
- Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.
- The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
- Exercise of Incentive Stock Options (ISO)
- Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
- Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.
- Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
- Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the incentive stock option.