Filing Details

Accession Number:
0001127602-12-034382
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-18 16:49:15
Reporting Period:
2012-12-17
Filing Date:
2012-12-18
Accepted Time:
2012-12-18 16:49:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
9389 Ball Corp BLL Metal Cans (3411) 350160610
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1397952 Ann Lisa Pauley 10 Longs Peak Drive
Broomfield CO 80021-2510
Sr Vp, Hr & Administration No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-17 8 $44.20 33,002 No 4 J Direct
Common Stock Acquisiton 2012-12-17 83 $44.20 134,095 No 4 J Indirect By Spouse
Common Stock Acquisiton 2012-12-18 9,000 $14.08 143,095 No 4 M Indirect By Spouse
Common Stock Disposition 2012-12-18 7,800 $44.37 135,295 No 4 S Indirect By Spouse
Common Stock Disposition 2012-12-18 1,200 $44.39 134,095 No 4 S Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 J Indirect By Spouse
No 4 M Indirect By Spouse
No 4 S Indirect By Spouse
No 4 S Indirect By Spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Deferred Compensation Company Stock Plan Acquisiton 2012-12-17 88 $44.20 88 $0.00
Common Stock Deferred Compensation Company Stock Plan Acquisiton 2012-12-17 205 $44.20 205 $0.00
Common Stock Stock Option (iso) (Right to Buy) Disposition 2012-12-18 9,000 $0.00 9,000 $14.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
39,018 No 4 J Direct
90,598 No 4 J Indirect
0 2013-04-22 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,194 Indirect 401(k) Plan
Footnotes
  1. Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.
  2. The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
  3. Exercise of Incentive Stock Options (ISO)
  4. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
  5. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
  6. Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.
  7. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
  8. Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the incentive stock option.