Filing Details
- Accession Number:
- 0001179110-12-017869
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-18 16:32:30
- Reporting Period:
- 2012-12-14
- Filing Date:
- 2012-12-18
- Accepted Time:
- 2012-12-18 16:32:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1466538 | Cowen Group Inc. | COWN | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1307412 | S Jerome Markowitz | Cowen Group, Inc. 599 Lexington Avenue New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2012-12-14 | 322,000 | $2.30 | 137,133 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- This amount includes a distribution of 108,183 shares to the Reporting Person by RCG Holdings LLC (f/k/a Ramius LLC)("RCG") formerly reported as indirectly owned by the Reporting Person due to his pecuniary interest in shares of Class A Common Stock held by RCG, of which the Reporting Person is a member.