Filing Details
- Accession Number:
- 0001398344-12-003848
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-12-18 16:05:40
- Reporting Period:
- 2012-12-13
- Filing Date:
- 2012-12-18
- Accepted Time:
- 2012-12-18 16:05:40
- Original Submission Date:
- 2012-12-14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880406 | Herzfeld Caribbean Basin Fund Inc | CUBA | () | 650396889 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1413260 | Marvin Erik Herzfeld | 119 Washington Ave. Suite 504 Miami Beach FL 33139 | Portfolio Manager | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
The Herzfeld Caribbean Basin Fund, Inc. Common Shares | Acquisiton | 2012-12-13 | 8,840 | $7.59 | 40,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |