Filing Details
- Accession Number:
- 0001140361-12-051580
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-17 18:44:50
- Reporting Period:
- 2012-12-13
- Filing Date:
- 2012-12-17
- Accepted Time:
- 2012-12-17 18:44:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
3116 | Akorn Inc | AKRX | Pharmaceutical Preparations (2834) | 720717400 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1324254 | R John Sabat | 1925 West Field Court Suite 300 Lake Forest IL 60045 | S. Vp, Sale, Mktg, Nat'l Accts | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-13 | 16,997 | $1.60 | 50,252 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-13 | 16,997 | $13.10 | 33,255 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-12-14 | 100 | $1.60 | 33,355 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-14 | 100 | $12.87 | 33,255 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-12-14 | 520 | $1.60 | 33,775 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-14 | 520 | $12.78 | 33,255 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-12-14 | 67,383 | $1.60 | 100,638 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-14 | 67,383 | $12.75 | 33,255 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-12-14 | 300 | $1.46 | 33,555 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-14 | 300 | $12.75 | 33,255 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-12-14 | 49,700 | $1.46 | 82,955 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-14 | 49,700 | $12.75 | 33,255 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-12-14 | 21,827 | $2.61 | 55,082 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-14 | 21,827 | $12.79 | 33,255 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-13 | 16,997 | $0.00 | 16,997 | $1.60 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-14 | 8,003 | $0.00 | 8,003 | $1.60 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-14 | 50,000 | $0.00 | 50,000 | $1.60 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-14 | 10,000 | $0.00 | 10,000 | $1.60 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-14 | 50,000 | $0.00 | 50,000 | $1.46 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-14 | 21,827 | $0.00 | 21,827 | $2.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
178,002 | 2014-11-19 | No | 4 | M | Direct | |
169,999 | 2014-11-19 | No | 4 | M | Direct | |
119,999 | 2014-11-19 | No | 4 | M | Direct | |
109,999 | 2014-11-19 | No | 4 | M | Direct | |
59,999 | 2015-02-22 | No | 4 | M | Direct | |
38,172 | 2015-05-21 | No | 4 | M | Direct |
Footnotes
- Reflects the weighted average sale prices of the shares sold. The reporting person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at separate prices.
- Includes additional purchases of Akorn's Common Stock through Akorn's Employee Stock Purchase Plan of 4,118 shares on January 18, 2012.
- There was no consideration given in exchange for the security.
- The options exercised are from a grant on November 19, 2009 of 25,000 options which are fully vested, with 8,333 shares having vested on November 19, 2010 and November 19, 2011, respectively, and 8,334 shares having vested on November 19, 2012.
- The options exercised are from a grant on November 19, 2009 of 50,000 options which are fully vested, with 16,666 shares having vested on November 19, 2010 and 16,667 shares having vested on November 19, 2011 and on November 19, 2012, respectively.
- The options exercised are from a grant on November 19, 2009 of 10,000 options which are fully vested, with 3,333 shares having vested on November 19, 2010 and November 19, 2011, respectively, and 3,334 shares having vested on November 19, 2012.
- The options exercised are from a grant on February 22, 2010 of 75,000 options of which 50,000 options are fully vested, with 25,000 shares having vested on February 22, 2011 and February 22, 2012, respectively.
- The options exercised are from a grant on May 21, 2010 of 40,000 options of which 26,666 options are fully vested, with 13,333 shares having vested on May 21, 2011 and May 21, 2012, respectively.