Home > Insider Trading > Filing (0001179110-12-017792)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1211351	New York & Company Inc.	NWY	Retail-Women's Clothing Stores (5621)	331031445

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1465100	Kevin Finnegan	450 W. 33Rd Street 5Th Floor New York NY 10001	Evp, Global Sales & Operations	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2012-12-13	47,214	$3.37	176,586	No	4	S	Direct
Common Stock	Disposition	2012-12-14	30,973	$3.41	145,613	No	4	S	Direct
Common Stock	Disposition	2012-12-17	43,112	$3.51	102,501	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	4,372	Indirect	KLF 2004 Grantor Retained Annuity Trust

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Appreciation Rights	$3.65	2022-04-16	50,000	50,000	Direct
Common Stock	Stock Appreciation Rights	$6.89	2021-04-15	40,000	40,000	Direct
Common Stock	Stock Appreciation Rights	$4.79	2020-04-01	50,000	50,000	Direct
Common Stock	Options to Purchase Common Stock	$2.86	2019-03-18	30,000	30,000	Direct
Common Stock	Options to Purchase Common Stock	$4.74	2018-03-19	20,000	20,000	Direct
Common Stock	Options to Purchase Common Stock	$3.28	2017-03-21	8,919	8,919	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-04-16	50,000	50,000	Direct
2021-04-15	40,000	40,000	Direct
2020-04-01	50,000	50,000	Direct
2019-03-18	30,000	30,000	Direct
2018-03-19	20,000	20,000	Direct
2017-03-21	8,919	8,919	Direct

Footnotes

Includes 10,001 shares of common stock, 10,000 shares of restricted stock which vests on April 16, 2015, 7,500 shares of restricted stock which vests on April 15, 2014 and 75,000 shares of restricted stock which vests on April 1, 2013.
Represents common stock indirectly beneficially owned through the Kevin L. Finnegan 2004 Grantor Retained Annuity Trust.
The stock appreciation rights (SARs) vest on April 15, 2014. Each SAR represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.
The SARs vest on April 1, 2013. Each SAR represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.
The options become exercisable in four annual installments on the following dates: 7,500 shares on March 18, 2010; 7,500 shares on March 18, 2011; 7,500 shares on March 18, 2012; and 7,500 shares on March 18, 2013.
The options are exercisable.
The SARs vest on April 16, 2015. Each SAR represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.