Filing Details

Accession Number:
0000049071-12-000144
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-17 17:17:11
Reporting Period:
2012-12-13
Filing Date:
2012-12-17
Accepted Time:
2012-12-17 17:17:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49071 Humana Inc HUM Hospital & Medical Service Plans (6324) 610647538
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1025393 Jr/Ky A David Jones Chrysalis Ventures, Inc.
101 S. Fifth Street, Suite 1650
Louisville KY 40202
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Humana Common Disposition 2012-12-17 13,986 $66.88 154,339 No 4 S Direct
Humana Common Disposition 2012-12-13 14,286 $67.11 0 No 4 S Indirect See Footnote
Humana Common Disposition 2012-12-13 300 $67.69 0 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Humana Common 1,300 Indirect See Footnote
Humana Common 1,300 Indirect See Footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Humana Common Options $23.05 2005-01-02 2014-01-02 2,500 2,500 Direct
Humana Common Stock Units $0.00 5,022 5,022 Direct
Humana Common Stock Units $0.00 95 95 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-01-02 2,500 2,500 Direct
5,022 5,022 Direct
95 95 Direct
Footnotes
  1. Shares held by spouse as custodian for daughter.
  2. Shares held by spouse as custodian for son.
  3. Shares held in an Individual Retirement Account.
  4. Shares held by spouse. Shares sold at prices ranging from $66.780 to $67.635.
  5. Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan.
  6. Director's cash fee elected to be converted into stock units, deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
  7. Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
  8. Shares sold in prices ranging from $66.71 to $67.39.