Filing Details
- Accession Number:
- 0000049071-12-000144
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-17 17:17:11
- Reporting Period:
- 2012-12-13
- Filing Date:
- 2012-12-17
- Accepted Time:
- 2012-12-17 17:17:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
49071 | Humana Inc | HUM | Hospital & Medical Service Plans (6324) | 610647538 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1025393 | Jr/Ky A David Jones | Chrysalis Ventures, Inc. 101 S. Fifth Street, Suite 1650 Louisville KY 40202 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Humana Common | Disposition | 2012-12-17 | 13,986 | $66.88 | 154,339 | No | 4 | S | Direct | |
Humana Common | Disposition | 2012-12-13 | 14,286 | $67.11 | 0 | No | 4 | S | Indirect | See Footnote |
Humana Common | Disposition | 2012-12-13 | 300 | $67.69 | 0 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Humana Common | 1,300 | Indirect | See Footnote |
Humana Common | 1,300 | Indirect | See Footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Humana Common | Options | $23.05 | 2005-01-02 | 2014-01-02 | 2,500 | 2,500 | Direct |
Humana Common | Stock Units | $0.00 | 5,022 | 5,022 | Direct | ||
Humana Common | Stock Units | $0.00 | 95 | 95 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-01-02 | 2,500 | 2,500 | Direct |
5,022 | 5,022 | Direct | |
95 | 95 | Direct |
Footnotes
- Shares held by spouse as custodian for daughter.
- Shares held by spouse as custodian for son.
- Shares held in an Individual Retirement Account.
- Shares held by spouse. Shares sold at prices ranging from $66.780 to $67.635.
- Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan.
- Director's cash fee elected to be converted into stock units, deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
- Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
- Shares sold in prices ranging from $66.71 to $67.39.