Filing Details
- Accession Number:
- 0001209191-12-058039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-17 16:39:15
- Reporting Period:
- 2012-12-14
- Filing Date:
- 2012-12-17
- Accepted Time:
- 2012-12-17 16:39:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1479750 | Capital Bank Financial Corp. | CBF | National Commercial Banks (6021) | 271454759 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1503253 | A William Hodges | C/O Capital Bank Financial Corp. 121 Alhambra Plaza, Suite 1601 Coral Gables FL 33134 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-12-14 | 420 | $16.75 | 18,135 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Common Stock | 12,500 | Direct |
Footnotes
- Includes 135 shares of common stock the Reporting Person received in exchange for 1,000 shares of Capital Bank Corporation common stock in connection with the merger of Capital Bank Corporation into CBF (the "Merger"), which was effective on September 24, 2012. On the effective date of the merger, the closing price of Capital Bank Corporation common stock was $2.45 and the closing price of CBF's common stock was $18.04.
- Shares of the restricted common stock vest upon the lapse of the restrictions on December 22, 2012. The vesting of the Reporting Person's restricted common stock is subject to his continued service as a director of CBF.