Filing Details
- Accession Number:
- 0001111928-12-000140
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-17 16:27:39
- Reporting Period:
- 2012-12-13
- Filing Date:
- 2012-12-17
- Accepted Time:
- 2012-12-17 16:27:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1111928 | Ipg Photonics Corp | IPGP | Semiconductors & Related Devices (3674) | 043444218 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1130421 | P Valentin Gapontsev | C/O Ipg Photonics Corporation 50 Old Webster Road Oxford MA 01540 | Ceo & Chairman Of The Board | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-12-13 | 110,000 | $0.00 | 1,517,931 | No | 5 | G | Direct | |
Common Stock | Disposition | 2012-12-13 | 890,000 | $54.00 | 627,931 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-13 | 147,080 | $0.00 | 7,354,002 | No | 4 | S | Indirect | By IP Fibre Devices (UK) Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By IP Fibre Devices (UK) Ltd. |
Footnotes
- For estate planning purposes, the Reporting Person gifted shares to the Valentin Gapontsev Trust III ("Trust III"), an irrevocable trust primarily for the benefit of the Reporting Person's descendants.
- For estate planning purposes, the Reporting Person sold shares to Trust III, an irrevocable trust primarily for the benefit of the Reporting Person's descendants. This estate planning transfer was not an open market transaction and the price reported in Table I is an appraised price.
- The reported securities are held by IP Fibre Devices (UK) Ltd. ("IPFD"). The Reporting Person sold shares representing 2.0% of the total shares outstanding of IPFD to Trust III. The aggregate purchase price for the shares of IPFD that the Reporting Person sold to Trust III was appraised at $4,539,000. The transaction was done for estate planning purposes. The Reporting Person disclaims beneficial ownership of the Issuer's common stock held by IPFD, except to the extent of his precuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all the reported shares for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.