Filing Details
- Accession Number:
- 0001140361-12-051480
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-17 16:17:38
- Reporting Period:
- 2012-12-13
- Filing Date:
- 2012-12-17
- Accepted Time:
- 2012-12-17 16:17:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1156041 | Houston American Energy Corp | HUSA | Crude Petroleum & Natural Gas (1311) | 760675953 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188774 | F John Terwilliger | 801 Travis Street, Suite 1425 Houston TX 77002 | President And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-13 | 205,048 | $0.21 | 7,850,715 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-12-14 | 141,202 | $0.21 | 7,991,917 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-12-17 | 7,055 | $0.21 | 7,998,972 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to buy) | $7.20 | 2008-06-02 | 2018-06-02 | 900,000 | 900,000 | Direct |
| Common Stock | Stock Option (Right to buy) | $1.65 | 2012-12-11 | 2022-06-10 | 600,000 | 600,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-06-02 | 900,000 | 900,000 | Direct |
| 2022-06-10 | 600,000 | 600,000 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $0.20 to $0.21. The price reported above represents the weighted average purchase price.
- This transaction was executed in multiple trades at prices ranging from $0.209 to $0.21. The price reported above represents the weighted average purchase price.
- The options vest and are exercisable in 1/6 increments on each anniversary of the date of grant. The date exercisable is the first vesting date.
- The options vest on grant. 214,500 options are exercisable 6 months from the grant date and 385,500 options are exercisable on and after shareholder approval of amendment to the Company's 2008 Equity Incentive Plan to increase the shares reserved under the Plan to facilitate exercise.
Billionaire Hedge Funds
