Filing Details
- Accession Number:
- 0001313337-12-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-17 16:04:24
- Reporting Period:
- 2012-12-14
- Filing Date:
- 2012-12-17
- Accepted Time:
- 2012-12-17 16:04:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 817473 | American Capital Ltd | ACAS | () | 521451377 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1313337 | Allan Samuel Flax | C/O American Capital, Ltd. 2 Bethesda Metro Center, 14Th Floor Bethesda MD 20814 | Evp, Gc And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-14 | 40,000 | $2.77 | 436,566 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-14 | 40,000 | $12.15 | 436,566 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2012-12-14 | 40,000 | $0.00 | 40,000 | $2.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,504 | 2010-11-12 | 2019-11-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,768 | Indirect | ESOP/401(k) Plan |
| Common Stock | 4,461 | Indirect | IRA |
Footnotes
- Price reflects weighted average sales price; actual sale prices ranged from $12.11 to $12.19. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
- The option vests in three equal installments beginning on November 12, 2010.
Billionaire Hedge Funds
