Filing Details
- Accession Number:
- 0001127602-12-034139
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-17 15:31:26
- Reporting Period:
- 2012-12-14
- Filing Date:
- 2012-12-17
- Accepted Time:
- 2012-12-17 15:31:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1278048 | J Peter Desilva | 1010 Grand Blvd. Kansas City MO 64106 | President And Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-14 | 6,796 | $34.84 | 91,400 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-14 | 560 | $42.90 | 90,840 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-14 | 6,796 | $0.00 | 6,796 | $34.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,796 | 2009-01-01 | 2016-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,451 | Indirect | By 401(k) |
Common Stock | 144 | Indirect | By Esop |
Footnotes
- Includes shares acquired from dividend reinvestment
- Options vest 50% after 3years, 75% after 4 years and 100% after 5 years
- On May 30, 2006, the common stock of UMB Financial Corporation split 2-for-1 resulting in the reporting person receiving additional options.