Filing Details

Accession Number:
0001209191-12-057971
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-17 14:35:46
Reporting Period:
2012-12-03
Filing Date:
2012-12-17
Accepted Time:
2012-12-17 14:35:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1212458 Proofpoint Inc PFPT Services-Computer Processing & Data Preparation (7374) 510414846
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1129541 Mdv Vii Lp 3000 Sand Hill Road, Bldg. 3, Suite 290
Menlo Park CA 94025
No No Yes No
1250354 J Nancy Schoendorf 3000 Sand Hill Road, Bldg. 3, Suite 290
Menlo Park CA 94025
No No Yes No
1564546 Seventh Mdv Partners, L.l.c. 3000 Sand Hill Road, Bldg. 3, Suite 290
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-12-03 500,000 $10.42 3,547,334 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $10.40 to $11.1032 per share. The Reporting Persons undertake to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  2. Shares directly held by MDV VII, L.P. ("MDV"). Jonathan Feiber, a director of the Issuer, and Nancy J. Schoendorf are managing members of Seventh MDV Partners, L.L.C., the general partner of MDV. Each of Jonathan Feiber, Nancy J. Schoendorf, and Seventh MDV Partners, L.L.C. may be deemed to share voting and dispositive power over the shares held by MDV. Mr. Feiber, Ms. Schoendorf, and Seventh MDV Partners, L.L.C. disclaim beneficial ownership of the shares held by MDV except to the extent of any pecuniary interest therein. Mr. Feiber is filing his own Form 4 separately.