Filing Details

Accession Number:
0001181431-12-064925
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-14 21:01:18
Reporting Period:
2012-12-12
Filing Date:
2012-12-14
Accepted Time:
2012-12-14 21:01:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1278021 Marketaxess Holdings Inc MKTX Security Brokers, Dealers & Flotation Companies (6211) 522230784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1296466 M Richard Mcvey C/O Marketaxess Holdings Inc.
299 Park Avenue
New York NY 10171
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.003 Per Share Disposition 2012-12-12 9,216 $32.54 1,320,760 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2012-12-13 20,000 $32.25 1,300,760 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2012-12-14 30,784 $32.87 1,269,976 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. These transactions were executed in multiple trades at prices ranging from $32.25 to $32.89. The price reflected above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
  2. These transactions were executed in multiple trades at prices ranging from $32.075 to $32.42. The price reflected above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
  3. These transactions were executed in multiple trades at prices ranging from $32.4225 to $33.25. The price reflected above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.