Filing Details
- Accession Number:
- 0001413753-12-000133
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-14 19:31:27
- Reporting Period:
- 2012-12-14
- Filing Date:
- 2012-12-14
- Accepted Time:
- 2012-12-14 19:31:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 88941 | Semtech Corp | SMTC | Semiconductors & Related Devices (3674) | 952119684 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189904 | N Rockell Hankin | 200 Flynn Road Camarillo CA 93012-8790 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-14 | 3,125 | $16.18 | 174,065 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-14 | 5,000 | $16.65 | 179,065 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-14 | 2,500 | $17.29 | 181,565 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-14 | 5,000 | $18.26 | 186,565 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-14 | 2,500 | $16.43 | 189,065 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-14 | 1,250 | $22.91 | 190,315 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-14 | 19,375 | $27.98 | 170,940 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-14 | 3,125 | $0.00 | 3,125 | $16.18 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-14 | 5,000 | $0.00 | 5,000 | $16.65 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-14 | 2,500 | $0.00 | 2,500 | $17.29 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-14 | 5,000 | $0.00 | 5,000 | $18.26 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-14 | 2,500 | $0.00 | 2,500 | $16.43 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-14 | 1,250 | $0.00 | 1,250 | $22.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,250 | 2015-07-01 | No | 4 | M | Direct | |
| 0 | 2015-07-01 | No | 4 | M | Direct | |
| 2,500 | 2016-01-01 | No | 4 | M | Direct | |
| 0 | 2016-01-01 | No | 4 | M | Direct | |
| 2,500 | 2016-07-01 | No | 4 | M | Direct | |
| 3,750 | 2017-01-01 | No | 4 | M | Direct |
Footnotes
- This price reflects the weighted average of all sales for this day. The prices ranged from $27.8200 to $28.1800. Price and share details are available upon request.
- This award vests in four annual installments beginning on July 1, 2010.
- This award vests in four annual installments beginning on July 1, 2006.
- This award vests in four annual installments beginning on January 1, 2011.
- This award vests in four annual installments beginning on January 1, 2007.
- This award vests in four annual installments beginning on July 1, 2011.
- This award vests in four annual installments beginning on January 1, 2012.
Billionaire Hedge Funds
