Filing Details
- Accession Number:
- 0001127602-12-034024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-14 18:54:23
- Reporting Period:
- 2012-12-12
- Filing Date:
- 2012-12-14
- Accepted Time:
- 2012-12-14 18:54:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1456877 | John Culver | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Pres, Starbucks Coffee Cap | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-12 | 16,534 | $8.64 | 173,463 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-12-12 | 8,466 | $22.06 | 181,929 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-12 | 25,000 | $53.52 | 156,929 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2012-12-12 | 16,534 | $0.00 | 16,534 | $8.64 |
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2012-12-12 | 8,466 | $0.00 | 8,466 | $22.06 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-11-17 | No | 4 | M | Direct | |
47,907 | 2019-11-16 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $53.505 to $53.555. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option, representing a right to purchase a total of 66,138 shares, became exercisable in two increments of 16,535 shares each on November 17, 2009 and November 17, 2010, and two increments of 16,534 shares each on November 17, 2011 November 17, 2012.
- The option, representing a right to purchase a total of 56,373 shares, became exercisable in one increment of 14,094 shares on November 16, 2010, two increments of 14,093 shares each on November 16, 2011 and November 16, 2012, and becomes exercisable in one increment of 14,093 shares on November 16, 2013.