Filing Details

Accession Number:
0001140361-12-051326
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-14 17:27:31
Reporting Period:
2012-12-12
Filing Date:
2012-12-14
Accepted Time:
2012-12-14 17:27:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
801337 Webster Financial Corp WBS National Commercial Banks (6021) 061187536
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
929408 Warburg Pincus & Co. 450 Lexington Avenue
New York
Ny NY 100173147
Yes No Yes No
1162870 Warburg Pincus Llc 450 Lexington Avenue
New York NY 10017
Yes No Yes No
1220638 P. Joseph Landy C/O Warburg Pincus Llc
450 Lexington Avenue
New York NY 10017
Yes No Yes No
1239318 R Charles Kaye C/O Warburg Pincus Llc
450 Lexington Avenue
New York NY 10017
Yes No Yes No
1322709 Warburg Pincus Partners Llc 450 Lexington Avenue
New York NY 10017
Yes No Yes No
1414561 Warburg Pincus X, L.p. C/O Warburg Pincus Llc
450 Lexington Avenue
New York NY 10017
Yes No Yes No
1414564 Warburg Pincus X Llc C/O Warburg Pincus Llc
450 Lexington Avenue
New York NY 10017
Yes No Yes No
1414565 Warburg Pincus Private Equity X, L.p. C/O Warburg Pincus Llc
450 Lexington Avenue
New York NY 10017
Yes No Yes No
1451560 Warburg Pincus X Partners, L.p. C/O Warburg Pincus Llc
450 Lexington Avenue
New York NY 10017
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2012-12-12 10,000,000 $19.85 4,179,920 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Prior to the transaction reported herein, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership, together with an affiliated limited partnership (together, "WP X"), was the holder of 14,179,920 shares of common stock, par value $0.01 per share ("Common Stock") of Webster Financial Corporation ("WBS"). On December 12, 2012, WP X sold 10,000,000 shares of Common Stock in the aggregate to Barclays Capital Inc. for $19.85 a share, pursuant to an Underwriting Agreement, dated as of December 7, 2012, among WP X, WBS and Barclays Capital Inc. After giving effect to the transaction, WP X is the holder of 4,179,920 shares of Common Stock. WP X also holds (i) the A1-Warrant exercisable for 1,843,100 shares of Common Stock; and (ii) the A2-Warrant exercisable for 6,781,900 shares of Common Stock. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)
  2. Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), and the general partner of WP X; Warburg Pincus X LLC, a Delaware limited liability company ("WP X LLC") and the general partner of WP X LP; Warburg Pincus Partners LLC, a New York limited liability company ("WP Partners") and the sole member of WP X LLC; Warburg Pincus & Co., a New York general partnership ("WP") and the managing member of WP Partners; Warburg Pincus LLC, a New York limited liability company ("WP LLC") that manages WP X; and Messrs.Charles R. Kaye and Joseph P. Landy, each Managing General Partners of WP and Managing Members and Co-Presidents of WP LLC, may be deemed to be the beneficial owner of the shares of Common Stock held by WP X. Messrs. Charles R. Kaye and Joseph P. Landy may also be deemed to control (continued in footnote 3)
  3. WP X, WP X LP, WP X LLC, WP Partners, WP and WP LLC. Each of WP X, WP X LP, WP X LLC, WP Partners, WP, WP LLC, and Messrs. Charles R. Kaye and Joseph P. Landy is a "Reporting Person," and, collectively, the "Warburg Pincus Reporting Persons".
  4. Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of the Warburg Pincus Reporting Persons, other than WP X, herein states that this filing shall not be deemed an admission that he or it is the beneficial owner of any of the shares of Common Stock covered by this Statement. Each of WP X LP, WP X LLC, WP Partners, WP, WP LLC, and Messrs. Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of the Common Stock except to the extent of its or his pecuniary interest in such shares of Common Stock.
  5. Information with respect to each of the Warburg Pincus Reporting Persons is given solely by such Warburg Pincus Reporting Persons, and no Warburg Pincus Reporting Person has responsibility for the accuracy or completeness of information supplied by another Warburg Pincus Reporting Person.