Filing Details

Accession Number:
0001225208-12-025256
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-14 09:58:32
Reporting Period:
2012-11-06
Filing Date:
2012-12-14
Accepted Time:
2012-12-14 09:58:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720005 Raymond James Financial Inc RJF Security Brokers, Dealers & Flotation Companies (6211) 591517485
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1426843 G. Shelley Broader 880 Carillon Parkway
St. Petersburg FL 33716
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-11-06 2,500 $39.81 1,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (right to buy) $26.69 2013-02-19 2015-02-19 2,500 2,500 Direct
Common Stock Employee Stock Option (right to buy) $15.91 2012-02-20 2014-02-20 2,500 2,500 Direct
Common Stock Restricted Stock Units $0.00 2017-02-24 2,000 2,000 Direct
Common Stock Restricted Stock Units $0.00 2016-02-25 2,000 2,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-02-19 2,500 2,500 Direct
2014-02-20 2,500 2,500 Direct
2017-02-24 2,000 2,000 Direct
2016-02-25 2,000 2,000 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.8001 to $39.81, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  2. Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting and dividend equivalents.
  3. Restricted Stock Units vest 60% on 2/24/2015, 20% on 2/24/2016 and 20% on 2/24/2017.
  4. Restricted Stock Units vest 60% on 02/25/2014, 20% on 02/25/2015 and 20% on 02/25/2016.