Filing Details
- Accession Number:
- 0001181431-12-064662
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-14 08:11:01
- Reporting Period:
- 2012-12-12
- Filing Date:
- 2012-12-14
- Accepted Time:
- 2012-12-14 08:11:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1325879 | Aveo Pharmaceuticals Inc | AVEO | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1241221 | Tuan Ngoc Ha | C/O Aveo Pharmaceuticals, Inc. 75 Sidney Street Cambridge MA 02139 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-09-14 | 33,793 | $0.00 | 239,640 | No | 4 | J | Direct | |
Common Stock | Disposition | 2012-09-14 | 33,793 | $0.00 | 118,187 | No | 4 | J | Indirect | Held by GRAT |
Common Stock | Acquisiton | 2012-12-12 | 60,900 | $6.61 | 300,540 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-13 | 14,100 | $6.85 | 314,640 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Indirect | Held by GRAT |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The increase of shares of directly held common stock was due to a distribution from the Tuan Ha-Ngoc 2009 GRAT to the reporting person on September 14, 2012.
- Includes 1208 shares acquired on June 30, 2012 under the AVEO Pharmaceuticals, Inc. Employee Stock Purchase Plan.
- The decrease of shares of indirectly held common stock was due to a distribution from the Tuan Ha-Ngoc 2009 GRAT to the reporting person on September 14, 2012.
- Shares are held by Gabriel Schmergel, Trustee, or his successor in trust, of the Tuan Ha-Ngoc 2009 GRAT. Mr. Schmergel is trustee of the Tuan Ha-Ngoc 2009 GRAT and he exercises sole voting and investment power over the shares held of record by such trust. Mr. Ha-Ngoc disclaims beneficial ownership over all such shares, except to the extent of his pecurniary interest therein.