Filing Details
- Accession Number:
- 0001209191-12-057589
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-13 20:56:41
- Reporting Period:
- 2012-12-12
- Filing Date:
- 2012-12-13
- Accepted Time:
- 2012-12-13 20:56:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1389072 | Heartware International Inc. | HTWR | Surgical & Medical Instruments & Apparatus (3841) | 980498958 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1404735 | Newell Denis Wade | C/O Heartware International, Inc. 205 Newbury Street, Suite 101 Framingham MA 01701 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-12-12 | 337 | $82.50 | 11,129 | No | 4 | S | Indirect | see footnote |
Common Stock | Disposition | 2012-12-13 | 2,163 | $81.00 | 8,966 | No | 4 | S | Indirect | see footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | see footnote |
No | 4 | S | Indirect | see footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 917 | Direct |
Footnotes
- Nickeli Holdings Pty. Limited as Trustee of the Wade Family Superannuation Fund.