Filing Details
- Accession Number:
- 0001181431-12-064622
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-13 20:34:54
- Reporting Period:
- 2012-12-12
- Filing Date:
- 2012-12-13
- Accepted Time:
- 2012-12-13 20:34:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1167440 | Ltd Overseas 1996 Kkr | C/O Kohlberg Kravis Roberts &Amp; Co. L.p. 9 West 57Th Street New York NY 10019 | No | No | No | Yes | |
1205581 | Partnership Ltd International Partners Kkr | C/O Kohlberg Kravis Roberts &Amp; Co. L.p. 9 West 57Th Street New York NY 10019 | No | No | No | Yes | |
1207606 | C Scott Nuttall | C/O Kohlberg Kravis Roberts &Amp; Co. L.p. 9 West 57Th Street New York NY 10019 | No | No | No | Yes | |
1208847 | F Brian Carroll | C/O Kohlberg Kravis Roberts &Amp; Co. L.p. 9 West 57Th Street New York NY 10019 | No | No | No | Yes | |
1288738 | Kkr Millennium Gp Llc | C/O Kohlberg Kravis Roberts &Amp; Co. L.p. 9 West 57Th Street New York NY 10019 | No | No | No | Yes | |
1433005 | J William Janetschek | C/O Kohlberg Kravis Roberts &Amp; Co. L.p. 9 West 57Th Street New York NY 10019 | No | No | No | Yes | |
1469544 | Ltd Gp Investment Avago | C/O Kohlberg Kravis Roberts &Amp; Co. L.p. 9 West 57Th Street New York NY 10019 | No | No | No | Yes | |
1469545 | Partnership Limited Partners Investment Avago | C/O Kohlberg Kravis Roberts &Amp; Co. L.p. 9 West 57Th Street New York NY 10019 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares, No Par Value | Disposition | 2012-12-12 | 2,209,597 | $34.43 | 0 | No | 4 | S | Indirect | Held through KKR Millennium Fund (Overseas), Limited Partnership |
Ordinary Shares, No Par Value | Disposition | 2012-12-12 | 4,339,604 | $34.43 | 0 | No | 4 | S | Indirect | Held through KKR European Fund, Limited Partnership |
Ordinary Shares, No Par Value | Disposition | 2012-12-12 | 2,950,886 | $34.43 | 0 | No | 4 | S | Indirect | Held through KKR European Fund II, Limited Partnership |
Ordinary Shares, No Par Value | Disposition | 2012-12-12 | 1,506,428 | $34.43 | 0 | No | 4 | S | Indirect | Held through Avago Investment Partners, Limited Partnership |
Ordinary Shares, No Par Value | Disposition | 2012-12-12 | 390,665 | $34.43 | 0 | No | 4 | S | Indirect | Held through KKR Partners (International), Limited Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Held through KKR Millennium Fund (Overseas), Limited Partnership |
No | 4 | S | Indirect | Held through KKR European Fund, Limited Partnership |
No | 4 | S | Indirect | Held through KKR European Fund II, Limited Partnership |
No | 4 | S | Indirect | Held through Avago Investment Partners, Limited Partnership |
No | 4 | S | Indirect | Held through KKR Partners (International), Limited Partnership |
Footnotes
- Certain funds affiliated with Kohlberg Kravis Roberts & Co. L.P. ("KKR") and certain funds affiliated with Silver Lake Partners ("Silver Lake") are parties to a shareholders agreement with respect to the ordinary shares of Avago, and solely as a result of which each such person is a member of a group with respect to the ordinary shares of Avago directly or indirectly owned by such persons. Each such person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein.
- As the sole general partner of KKR Millennium Fund (Overseas), Limited Partnership ("Millennium Fund"), KKR Associates Millennium (Overseas), Limited Partnership may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago indirectly owned by Millennium Fund. As the sole general partner of KKR Associates Millennium (Overseas), Limited Partnership, KKR Millennium Limited may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago indirectly owned by Millennium Fund. KKR Associates Millennium (Overseas), Limited Partnership and KKR Millennium Limited disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest.
- As the sole general partner of KKR European Fund, Limited Partnership ("European Fund"), KKR Associates Europe, Limited Partnership may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago indirectly owned by European Fund. As the sole general partner of KKR Associates Europe, Limited Partnership, KKR Europe Limited may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago indirectly owned by European Fund. KKR Associates Europe, Limited Partnership and KKR Europe Limited disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest.
- As the sole general partner of KKR European Fund II, Limited Partnership ("European Fund II"), KKR Associates Europe II, Limited Partnership may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago indirectly owned by European Fund II. As the sole general partner of KKR Associates Europe II, Limited Partnership, KKR Europe II Limited may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago indirectly owned by European Fund II. KKR Associates Europe II, Limited Partnership and KKR Europe II Limited disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest.
- As the sole general partner of Avago Investment Partners, Limited Partnership ("AIP") , Avago Investment G.P., Limited may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago indirectly owned by AIP. As a member of Avago Investment G.P., Limited, KKR Millennium GP LLC may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago indirectly owned by AIP. Avago Investment G.P., Limited and KKR Millennium GP LLC disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest.
- Each of KKR SP Limited ("KKR SP") (as a voting partner to each of KKR Associates Millennium (Overseas), Limited Partnership and KKR Associates Europe, Limited Partnership); KKR Fund Holdings L.P. ("KKR Fund Holdings") (as the sole shareholder of KKR Millennium Limited, KKR Europe Limited and KKR Europe II Limited and the designated member of KKR Millennium GP LLC); KKR Fund Holdings GP Limited ("KKR Fund Holdings GP") (as a general partner of KKR Fund Holdings); (continued to footnote 7)
- KKR Group Holdings L.P. ("KKR Group Holdings") (as the sole shareholder of KKR Fund Holdings GP and a general partner of KKR Fund Holdings); KKR Group Limited ("KKR Group") (as the general partner of KKR Group Holdings); KKR & Co. L.P. ("KKR & Co.") (as the sole shareholder of KKR Group); and KKR Management LLC ("KKR Management") (as the general partner of KKR & Co.) may also be deemed to be the beneficial owner of the securities held by Millennium Fund, European Fund and European Fund II.
- As the sole general partner of KKR Partners (International), Limited Partnership ("Partners International"), KKR 1996 Overseas, Limited may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago indirectly owned by Partners International. KKR 1996 Overseas, Limited disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest.
- As the designated members of KKR Management LLC, Messrs. Henry R. Kravis and George R. Roberts each may be deemed to be the beneficial owner of the securities held by Millennium Fund, European Fund and European Fund II but disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest. As directors of KKR 1996 Overseas, Limited, Messrs. Kravis, Roberts, James H. Greene, Jr., Paul E. Raether, Michael W. Michelson, Johannes P. Huth, Todd A. Fisher, Alexander Navab, Marc S. Lipschultz, Reinhard Gorenflos, Joseph Y. Bae, Brian F. Carroll, Scott C. Nuttall and William J. Janetschek may be deemed to be the beneficial owner of the securities held by Partners International but disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest. Messrs. Kravis and Roberts have also been designated as managers of KKR Millennium GP by KKR Fund Holdings.
- Each Reporting Person and each other person named in notes (2) through (9) above disclaims beneficial ownership of any securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, any of the Reporting Persons is the beneficial owner of all such equity securities covered by this statement.