Filing Details
- Accession Number:
- 0001140361-12-051077
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-13 18:40:30
- Reporting Period:
- 2012-12-12
- Filing Date:
- 2012-12-13
- Accepted Time:
- 2012-12-13 18:40:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060523 | Cardinal Financial Corp | CFNL | National Commercial Banks (6021) | 541874630 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1277589 | W Christopher Bergstrom | 8270 Greensboro Drive Suite 500 Mclean VA 22102 | President, Cardinal Bank | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-12 | 5,680 | $10.73 | 26,408 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-12 | 10,000 | $8.89 | 36,408 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-12 | 24,515 | $11.15 | 60,923 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-12 | 4,000 | $11.74 | 64,923 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-12 | 44,195 | $15.89 | 20,728 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2012-12-12 | 5,680 | $0.00 | 5,680 | $10.73 |
| Common Stock | Stock Option | Disposition | 2012-12-12 | 10,000 | $0.00 | 10,000 | $8.89 |
| Common Stock | Stock Option | Disposition | 2012-12-12 | 24,515 | $0.00 | 24,515 | $11.15 |
| Common Stock | Stock Option | Disposition | 2012-12-12 | 4,000 | $0.00 | 4,000 | $11.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 144,320 | 2005-02-04 | 2015-02-04 | No | 4 | M | Direct |
| 0 | 2005-05-18 | 2015-05-18 | No | 4 | M | Direct |
| 0 | 2005-12-14 | 2015-12-14 | No | 4 | M | Direct |
| 16,000 | 2021-01-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,100 | Indirect | By Spouse |
Footnotes
- The stock option vests in five equal annual installments beginning on January 26, 2011.
Billionaire Hedge Funds
