Filing Details

Accession Number:
0001209191-12-057532
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-13 18:29:12
Reporting Period:
2012-12-11
Filing Date:
2012-12-13
Accepted Time:
2012-12-13 18:29:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1402436 Ss&C Technologies Holdings Inc SSNC Services-Prepackaged Software (7372) 710987913
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1194389 R V Stephen Whitman C/O Ss&Amp;C Technologies Holdings, Inc.
80 Lamberton Road
Windsor CT 06095
Svp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-11 9,921 $8.77 9,921 No 4 M Direct
Common Stock Disposition 2012-12-11 9,921 $23.29 0 No 4 S Direct
Common Stock Acquisiton 2012-12-12 6,239 $8.77 6,239 No 4 M Direct
Common Stock Disposition 2012-12-12 6,239 $23.14 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2012-12-11 9,921 $0.00 9,921 $8.77
Common Stock Stock Option (right to buy) Disposition 2012-12-12 6,239 $0.00 6,239 $8.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
93,288 2016-08-09 No 4 M Direct
87,049 2016-08-09 No 4 M Direct
Footnotes
  1. The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $23.25 to $23.44. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  2. The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $23.10 to $23.23. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  3. The option grant of August 9, 2006 consisted of 1) 120,686 "time-based" options that vested as to 25% on November 23, 2006 and as to 1/36th of the shares each month thereafter until fully vested on November 23, 2009, 2) 120,686 "performance-based" options that vested based on the determination of the Issuer's board of directors as to the satisfaction of certain performance criteria for each fiscal year 2006-2010 which were met resulting in the 100% vesting of such options, and 3) 60,343 "superior-options" which, upon the Issuer's initial public offering, became "performance-based" options that vested based on the determination of the Issuer's board of directors as to the satisfaction of certain performance criteria for fiscal years 2010 and 2011 which were met resulting in the 100% vesting of such options. Of the total 301,715 options granted, the reporting person previously exercised 48,507 options in February 2011, 89,999 options in August 2012 and 60,000 options in December 2012.