Filing Details
- Accession Number:
- 0000902664-12-001567
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-13 18:24:53
- Reporting Period:
- 2012-12-11
- Filing Date:
- 2012-12-13
- Accepted Time:
- 2012-12-13 18:24:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1013238 | Aradigm Corp | ARDM | Electromedical & Electrotherapeutic Apparatus (3845) | 943133088 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
754094 | Ltd. Associates Def | 1345 Avenue Of The Americas New York NY 10105 | No | No | Yes | No | |
1325447 | First Eagle Investment Management, Llc | 1345 Avenue Of The Americas New York NY 10105 | No | No | Yes | No | |
1457518 | First Eagle Value In Biotechnology Master Fund, Ltd. | 1345 Avenue Of The Americas New York NY 10105 | No | No | Yes | No | |
1459688 | 21 April Fund Lp | 1345 Avenue Of The Americas, 44Th Floor New York NY 10105 | No | No | Yes | No | |
1459708 | Ltd Fund April 21 | 1345 Avenue Of The Americas New York NY 10105 | No | No | Yes | No | |
1506964 | Def Associates Lp | 1345 Avenue Of The Americas New York NY 10105 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, No Par Value (The "Common Stock") | Acquisiton | 2012-12-11 | 41,666,667 | $0.12 | 114,004,319 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
Footnotes
- The shares of Common Stock to which this relates are held directly by First Eagle Value in Biotechnology Master Fund, Ltd., a Cayman Islands exempted company ("FEVIB"), 21 April Fund, Ltd., a Cayman Islands exempted company ("April LTD"), 21 April Fund, L.P., a Delaware limited partnership ("April LP"), DEF Associates, LP, a Delaware limited partnership ("DEF LP"), DEF Associates, Ltd., a British Virgin Islands corporation ("DEF LTD" and together with FEVIB, April LTD, April LP and DEF LP, the "Funds"), and certain managed accounts (collectively, the "Accounts").
- The shares of Common Stock reported herein are indirectly beneficially owned by First Eagle Investment Management, LLC, a Delaware limited liability company and an investment adviser registered under the Investment Advisers Act of 1940 ("FEIM"), by virtue of its service as investment manager to the Funds and Accounts, which are under FEIM's management and control. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.