Filing Details
- Accession Number:
- 0001140361-12-051042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-13 17:04:04
- Reporting Period:
- 2012-12-12
- Filing Date:
- 2012-12-13
- Accepted Time:
- 2012-12-13 17:04:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 884887 | Royal Caribbean Cruises Ltd | RCL | Water Transportation (4400) | 980081645 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1316987 | D Richard Fain | Royal Caribbean Cruises Ltd. 1050 Caribbean Way Miami FL 33132 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-12-12 | 141,163 | $34.96 | 1,111,041 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-12-13 | 153,429 | $7.27 | 1,264,470 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-13 | 35,014 | $25.16 | 1,299,484 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-13 | 190,420 | $34.47 | 1,109,064 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-12-13 | 60,000 | $0.00 | 1,049,064 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-13 | 153,429 | $0.00 | 153,429 | $7.27 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-13 | 35,014 | $0.00 | 35,014 | $25.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 51,143 | 2019-02-10 | No | 4 | M | Direct | |
| 35,012 | 2020-02-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 421,412 | Indirect | See Footnotes |
Footnotes
- Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 12, 2012. The actual sale prices ranged from a low of $34.83 to a high of $35.40. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.
- Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 13, 2012. The actual sale prices ranged from a low of $34.25 to a high of $34.85. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.
- Represents charitable contribution of shares.
- Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family.
- The reporting person disclaims beneficial ownership of some or all of these shares.
- Immediately
Billionaire Hedge Funds
