Filing Details
- Accession Number:
- 0001127602-12-033843
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-13 17:01:38
- Reporting Period:
- 2012-11-16
- Filing Date:
- 2012-12-13
- Accepted Time:
- 2012-12-13 17:01:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874761 | Aes Corp | AES | Cogeneration Services & Small Power Producers (4991) | 541163725 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1237640 | Philip Lader | 4300 Wilson Boulevard Arlington VA 22203 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-16 | 21 | $9.69 | 5,181 | No | 4 | P | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,865 | Direct | |
Common Stock | 89,380 | Indirect | By Family Foundation |
Common Stock | 26,051 | Indirect | By Philip Lader, Trustee, The Linda LeSourd Lader Irrevocable Defective Grantor Trust Dated 03/11/09 |
Common Stock | 535 | Indirect | by Spouse |
Common Stock | 25 | Indirect | By Daughter |
Footnotes
- Shares acquired pursuant to a dividend reinvestment feature of IRA.