Filing Details

Accession Number:
0001354327-12-000034
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-13 16:51:24
Reporting Period:
2012-12-11
Filing Date:
2012-12-13
Accepted Time:
2012-12-13 16:51:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1354327 Pgt Inc. PGTI Metal Doors, Sash, Frames, Moldings & Trim (3442) 200634715
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1366233 L Deborah Lapinska Pgt, Inc.
1070 Technology Drive
North Venice FL 34275
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2012-12-11 26,543 $0.92 43,484 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2012-12-11 11,144 $4.35 32,340 No 4 F Direct
Common Stock, Par Value $0.01 Per Share Disposition 2012-12-11 15,399 $4.35 16,941 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2012-12-11 26,543 $0.00 26,543 $0.92
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-01-21 No 4 M Direct
Footnotes
  1. Reflects 11,144 shares withheld at market price of $4.35 per share less an exercise price of $0.92 per share to fund the cashless exercise of 26,543 options owned by Mrs. LaPinska and the tax liability associated therewith. Such cashless exercise was in accordance with terms and provisions of the Company's Amended and Restated 2006 Equity Incentive Plan as approved by the Board of Directors.
  2. Exercisable in three equal installments on each of January 21, 2010, January 21, 2011, and January 21, 2012.