Filing Details
- Accession Number:
- 0001209191-12-057406
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-13 16:23:44
- Reporting Period:
- 2012-12-11
- Filing Date:
- 2012-12-13
- Accepted Time:
- 2012-12-13 16:23:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
722256 | Hudson Valley Holding Corp | HVB | State Commercial Banks (6022) | 133148745 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191173 | Frank Skuthan | C/O 21 Scarsdale Road Yonkers NY 10707 | Evp&Coo Primary Operating Sub | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-11 | 6,110 | $15.53 | 55,019 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-11 | 200 | $15.86 | 54,819 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-11 | 300 | $15.85 | 54,519 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-11 | 100 | $15.84 | 54,419 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-11 | 400 | $15.81 | 54,019 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-11 | 200 | $15.80 | 53,819 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-11 | 100 | $15.79 | 53,719 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-11 | 600 | $15.77 | 53,119 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-11 | 300 | $15.76 | 52,819 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-11 | 300 | $15.75 | 52,519 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-11 | 500 | $15.74 | 52,019 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-11 | 318 | $15.73 | 51,701 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-11 | 347 | $15.72 | 51,354 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-11 | 400 | $15.71 | 50,954 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-11 | 300 | $15.70 | 50,654 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-11 | 300 | $15.69 | 50,354 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-11 | 545 | $15.68 | 49,809 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-11 | 217 | $15.67 | 49,592 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-11 | 200 | $15.66 | 49,392 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-11 | 200 | $15.65 | 49,192 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-11 | 200 | $15.62 | 48,992 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-11 | 83 | $15.58 | 48,909 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2012-12-11 | 6,110 | $0.00 | 6,110 | $15.53 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-01-01 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | $16.99 | 2014-01-01 | 4,801 | 4,801 | Direct | |
Common Stock | Employee Stock Options (Right to Buy) | $18.85 | 2015-01-01 | 3,679 | 3,679 | Direct | |
Common Stock | Employee Stock Options (Right to Buy) | $23.77 | 2016-01-01 | 5,830 | 5,830 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-01-01 | 4,801 | 4,801 | Direct |
2015-01-01 | 3,679 | 3,679 | Direct |
2016-01-01 | 5,830 | 5,830 | Direct |
Footnotes
- Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the first anniversary of the original grant of 01/01/2003. Accordingly, all options are presently exercisable.
- Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the first anniversary of the original grant of 01/01/2004. Accordingly, all options are presently exercisable.
- Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the first anniversary of the date of the original grant of 01/01/2005. Accordingly, all options are presently exercisable.
- Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the first anniversary of the date of the original grant of 02/07/2006. Accordingly, all options are presently exercisable.