Filing Details
- Accession Number:
- 0001126328-12-000321
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-13 12:43:56
- Reporting Period:
- 2012-12-12
- Filing Date:
- 2012-12-13
- Accepted Time:
- 2012-12-13 12:43:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1126328 | Principal Financial Group Inc | PFG | Accident & Health Insurance (6321) | 421520346 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1166870 | A Mary Okeefe | 711 High Street Des Moines IA 50392 | Sr. Vp & Chief Mktg. Off. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-12 | 31,670 | $27.57 | 60,208 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-12 | 31,670 | $28.00 | 28,538 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-12-12 | 31,670 | $0.00 | 31,670 | $27.57 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-02-25 | 2013-02-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,260 | Indirect | By 401(k) Plan |
Common Stock | 211 | Indirect | By Spouse |
Footnotes
- Pursuant to a 10b5-1 plan adopted November 5, 2012.
- Includes 7,140 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Price.