Filing Details

Accession Number:
0001126328-12-000321
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-13 12:43:56
Reporting Period:
2012-12-12
Filing Date:
2012-12-13
Accepted Time:
2012-12-13 12:43:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1126328 Principal Financial Group Inc PFG Accident & Health Insurance (6321) 421520346
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1166870 A Mary Okeefe 711 High Street
Des Moines IA 50392
Sr. Vp & Chief Mktg. Off. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-12 31,670 $27.57 60,208 No 4 M Direct
Common Stock Disposition 2012-12-12 31,670 $28.00 28,538 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-12-12 31,670 $0.00 31,670 $27.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2006-02-25 2013-02-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,260 Indirect By 401(k) Plan
Common Stock 211 Indirect By Spouse
Footnotes
  1. Pursuant to a 10b5-1 plan adopted November 5, 2012.
  2. Includes 7,140 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Price.