Filing Details

Accession Number:
0001209191-12-057240
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-12 18:22:05
Reporting Period:
2012-09-06
Filing Date:
2012-12-12
Accepted Time:
2012-12-12 18:22:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1331520 Home Bancshares Inc HOMB State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1365238 Randall Sims P.o. Box 966
Conway AR 72033
Homb & Centennial Bank Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-09-06 0 $33.19 0 No 4 S Indirect By wife as custodian for son
Common Stock Acquisiton 2012-12-11 9,159 $6.17 69,293 No 4 M Direct
Common Stock Disposition 2012-12-11 4,159 $33.00 65,134 No 4 S Direct
Common Stock Disposition 2012-12-11 5,000 $33.00 60,134 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By wife as custodian for son
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2012-12-11 9,159 $0.00 9,159 $6.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,129 Indirect By 401(k)
Common Stock - Performance Based 2,000 Direct
Common Stock - Restricted Stock 6,113 Direct
Common Stock 28,829 Indirect By IRA
Common Stock 2 Indirect By son
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Stock Option $11.09 2010-01-01 2016-03-13 35,582 35,582 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-03-13 35,582 35,582 Direct
Footnotes
  1. The option is exercisable in five equal annual installments. The option expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 1999 and expires on December 31, 2009.
  2. Restricted Stock granted on January 22, 2010 will vest in 33 1/3% installments over three years each January 22nd.
  3. Includes 53.45 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
  4. Restricted Stock granted on February 2, 2011 will vest in 33 1/3% installments over three years each February 2nd.
  5. Includes .0078 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  6. The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.
  7. Restricted Stock granted on August 2, 2012 will "cliff" vest 100% three years from award date.