Filing Details
- Accession Number:
- 0001127602-12-033750
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-12 17:20:33
- Reporting Period:
- 2012-12-12
- Filing Date:
- 2012-12-12
- Accepted Time:
- 2012-12-12 17:20:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238577 | Massimo Ferragamo | C/O Ferragamo U.s.a. New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-12 | 2,756 | $21.78 | 51,874 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-12 | 5,056 | $25.31 | 56,930 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-12 | 3,647 | $67.66 | 53,283 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-12-12 | 3,546 | $16.93 | 56,829 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-12-12 | 2,756 | $0.00 | 2,756 | $21.78 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-12-12 | 5,056 | $0.00 | 5,056 | $25.31 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-12-12 | 3,546 | $0.00 | 3,546 | $16.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-11-02 | 2014-11-02 | No | 4 | M | Direct |
| 0 | 2006-11-01 | 2015-11-01 | No | 4 | M | Direct |
| 0 | 2004-11-04 | 2013-11-04 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $67.66 to $67.67. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
