Filing Details
- Accession Number:
- 0001209191-12-057183
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-12 17:19:25
- Reporting Period:
- 2012-12-10
- Filing Date:
- 2012-12-12
- Accepted Time:
- 2012-12-12 17:19:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1469468 | Bryan Ingram | C/O Avago Technologies Us Inc. 350 West Trimble Road San Jose CA 95131 | Svp & Gm, Wireless Semicon Div | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2012-12-10 | 25,834 | $5.00 | 75,834 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2012-12-10 | 6,250 | $5.00 | 82,084 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2012-12-10 | 17,917 | $10.22 | 100,001 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2012-12-10 | 50,000 | $15.00 | 150,001 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2012-12-10 | 25,834 | $34.17 | 124,167 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2012-12-10 | 6,250 | $34.17 | 117,917 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2012-12-10 | 17,917 | $34.17 | 100,000 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2012-12-10 | 50,000 | $34.17 | 50,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-12-10 | 25,834 | $0.00 | 25,834 | $5.00 |
| Ordinary Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-12-10 | 6,250 | $0.00 | 6,250 | $5.00 |
| Ordinary Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-12-10 | 17,917 | $0.00 | 17,917 | $10.22 |
| Ordinary Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-12-10 | 50,000 | $0.00 | 50,000 | $15.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-11-30 | No | 4 | M | Direct | |
| 0 | 2016-04-23 | No | 4 | M | Direct | |
| 0 | 2017-10-31 | No | 4 | M | Direct | |
| 75,000 | 2019-08-04 | No | 4 | M | Direct |
Footnotes
- These transactions were executed in multiple trades at prices ranging from $34.10 to $34.24 per share. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The option is fully vested and exercisable.
- After completion of the transaction reported on this Form 4, the remaining 75,000 shares subject to this option will vest on August 5, 2013.
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