Filing Details

Accession Number:
0001209191-12-057182
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-12 17:19:07
Reporting Period:
2012-12-10
Filing Date:
2012-12-12
Accepted Time:
2012-12-12 17:19:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49826 Illinois Tool Works Inc ITW General Industrial Machinery & Equipment (3560) 361258310
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1504646 A Christopher O'herlihy Illinois Tool Works Inc
3600 West Lake Avenue
Glenview IL 60026
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-10 8,000 $51.60 10,919 No 4 M Direct
Common Stock Disposition 2012-12-10 8,000 $62.17 2,919 No 4 S Direct
Common Stock Acquisiton 2012-12-10 12,000 $48.51 14,919 No 4 M Direct
Common Stock Disposition 2012-12-10 12,000 $62.16 2,919 No 4 S Direct
Common Stock Acquisiton 2012-12-10 4,000 $47.13 6,919 No 4 M Direct
Common Stock Disposition 2012-12-10 4,000 $62.18 2,919 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Disposition 2012-12-10 4,000 $0.00 4,000 $47.13
Common Stock Employee Stock Option Disposition 2012-12-10 8,000 $0.00 8,000 $51.60
Common Stock Employee Stock Option Disposition 2012-12-10 12,000 $0.00 12,000 $48.51
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-12-10 2014-12-10 No 4 M Direct
0 2008-02-09 2017-02-09 No 4 M Direct
0 2009-02-08 2018-02-08 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,476 Indirect See Footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option $35.12 2010-02-13 2019-02-13 13,007 13,007 Direct
Common Stock Employee Stock Option $43.64 2011-02-12 2020-02-12 22,941 22,941 Direct
Common Stock Restricted Stock Unit (granted 2/12/2010) $0.00 2,521 2,521 Direct
Common Stock Employee Stock Option $55.81 2012-02-11 2021-02-11 36,467 36,467 Direct
Common Stock Performance Restricted Stock Unit (granted 2/11/2011) $0.00 4,838 4,838 Direct
Common Stock Employee Stock Option $55.71 2013-02-10 2022-02-10 43,554 43,554 Direct
Common Stock Performance Restricted Stock Unit (granted 2/10/2012) $0.00 5,385 5,385 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-02-13 13,007 13,007 Direct
2020-02-12 22,941 22,941 Direct
2,521 2,521 Direct
2021-02-11 36,467 36,467 Direct
4,838 4,838 Direct
2022-02-10 43,554 43,554 Direct
5,385 5,385 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $62.17 to $62.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
  2. This transaction was executed in multiple trades at prices ranging from $62.16 to $62.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
  3. Shares of common stock allocated to my account in the Illinois Tool Works Inc. Savings & Investment Plan--Information reported as of December 10, 2012.
  4. Options vest in four (4) equal annual installments beginning one year from date of grant.
  5. Each restricted stock unit (RSU) and performance restricted stock unit (PRSU) represents a contingent right to receive one share of the Company's common stock.
  6. Each RSU vests 100% three years from the date of grant.
  7. Each PRSU vests 100% three years from the date of grant if performance goals are met.