Filing Details
- Accession Number:
- 0001209191-12-057182
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-12 17:19:07
- Reporting Period:
- 2012-12-10
- Filing Date:
- 2012-12-12
- Accepted Time:
- 2012-12-12 17:19:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
49826 | Illinois Tool Works Inc | ITW | General Industrial Machinery & Equipment (3560) | 361258310 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1504646 | A Christopher O'herlihy | Illinois Tool Works Inc 3600 West Lake Avenue Glenview IL 60026 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-10 | 8,000 | $51.60 | 10,919 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-10 | 8,000 | $62.17 | 2,919 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-12-10 | 12,000 | $48.51 | 14,919 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-10 | 12,000 | $62.16 | 2,919 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-12-10 | 4,000 | $47.13 | 6,919 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-10 | 4,000 | $62.18 | 2,919 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2012-12-10 | 4,000 | $0.00 | 4,000 | $47.13 |
Common Stock | Employee Stock Option | Disposition | 2012-12-10 | 8,000 | $0.00 | 8,000 | $51.60 |
Common Stock | Employee Stock Option | Disposition | 2012-12-10 | 12,000 | $0.00 | 12,000 | $48.51 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-12-10 | 2014-12-10 | No | 4 | M | Direct |
0 | 2008-02-09 | 2017-02-09 | No | 4 | M | Direct |
0 | 2009-02-08 | 2018-02-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,476 | Indirect | See Footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | $35.12 | 2010-02-13 | 2019-02-13 | 13,007 | 13,007 | Direct |
Common Stock | Employee Stock Option | $43.64 | 2011-02-12 | 2020-02-12 | 22,941 | 22,941 | Direct |
Common Stock | Restricted Stock Unit (granted 2/12/2010) | $0.00 | 2,521 | 2,521 | Direct | ||
Common Stock | Employee Stock Option | $55.81 | 2012-02-11 | 2021-02-11 | 36,467 | 36,467 | Direct |
Common Stock | Performance Restricted Stock Unit (granted 2/11/2011) | $0.00 | 4,838 | 4,838 | Direct | ||
Common Stock | Employee Stock Option | $55.71 | 2013-02-10 | 2022-02-10 | 43,554 | 43,554 | Direct |
Common Stock | Performance Restricted Stock Unit (granted 2/10/2012) | $0.00 | 5,385 | 5,385 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-02-13 | 13,007 | 13,007 | Direct |
2020-02-12 | 22,941 | 22,941 | Direct |
2,521 | 2,521 | Direct | |
2021-02-11 | 36,467 | 36,467 | Direct |
4,838 | 4,838 | Direct | |
2022-02-10 | 43,554 | 43,554 | Direct |
5,385 | 5,385 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $62.17 to $62.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $62.16 to $62.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
- Shares of common stock allocated to my account in the Illinois Tool Works Inc. Savings & Investment Plan--Information reported as of December 10, 2012.
- Options vest in four (4) equal annual installments beginning one year from date of grant.
- Each restricted stock unit (RSU) and performance restricted stock unit (PRSU) represents a contingent right to receive one share of the Company's common stock.
- Each RSU vests 100% three years from the date of grant.
- Each PRSU vests 100% three years from the date of grant if performance goals are met.