Filing Details
- Accession Number:
- 0000938775-12-000055
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-12 17:17:04
- Reporting Period:
- 2012-12-11
- Filing Date:
- 2012-12-12
- Accepted Time:
- 2012-12-12 17:17:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1007330 | Prgx Global Inc. | PRGX | Services-Engineering, Accounting, Research, Management (8700) | 582213805 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
847243 | Richard C Blum & Associates Inc | 909 Montgomery Street, Suite 400 San Francisco CA 94133 | No | No | Yes | No | |
938775 | Blum Capital Partners Lp | 909 Montgomery Street, Suite 400 San Francisco CA 94133 | No | No | Yes | No | |
1233404 | Blum Strategic Gp Llc | 909 Montgomery Street, Suite 400 San Francisco CA 94133 | No | No | Yes | No | |
1233405 | Blum Strategic Gp Ii Llc | 909 Montgomery Street, Suite 400 San Francisco CA 94133 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-12-11 | 3,088 | $6.01 | 0 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-11 | 14,807 | $6.01 | 0 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-11 | 1,369 | $6.01 | 0 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-11 | 2,674,822 | $6.01 | 0 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-11 | 55,148 | $6.01 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- These securities were owned directly by Richard C. Blum & Associates, Inc. ("RCBA Inc.")
- These shares were owned directly by Blum Capital Partners, L.P. ("Blum LP"). They may be deemed to be owned indirectly by RCBA Inc., as described in Note (4). RCBA Inc. disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein.
- These shares were owned directly by BK Capital Partners IV, L.P.
- These securities may have been deemed to be owned indirectly by the following parties: (i) Blum LP, the general partner of the limited partnerships described in Notes (2) and (3); and (ii) RCBA Inc., the general partner of Blum LP. Blum LP and RCBA Inc. disclaim beneficial ownership in these securities, except to the extent of any pecuniary interest therein.
- These securities were owned directly by Blum Strategic Partners II, L.P ("Strategic II"). The securities also may have been deemed to be owned indirectly by Blum Strategic GP II, L.L.C. ("Blum GP II"), the general partner of Strategic II. Blum GP II disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein.
- These securities were owned directly by Blum Strategic Partners II GMBH & Co. KG ("Strategic II KG"). The securities also may have been deemed to be owned indirectly by Blum GP II, the managing limited partner of Strategic II KG. Blum GP II disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein.
- On December 5, 2012, RCBA Inc., Blum LP, BK Capital Partners IV, L.P., Strategic II and Strategic II KG (collectively, the "Blum Selling Stockholders"), together with other selling stockholders, entered into that certain Underwriting Agreement (the "Underwriting Agreement") with the Issuer and William Blair & Company, L.L.C. as the representative (the "Representative") of the several underwriters party thereto (the "Underwriters"). Pursuant to the Underwriting Agreement, the Blum Selling Stockholders sold to the Underwriters an aggregate of 2,749,243 shares of Common Stock of the Issuer at a price of $6.0066 per share (net of underwriting discounts and commissions), in an underwritten public offering pursuant to the Issuer's Registration Statement on Form S-3 (Registration No. 333-185027) and the prospectus supplements filed by the Issuer with the Commission on November 27, 2012 and December 6, 2012 (the "Offering") which closed on December 11, 2012.