Filing Details
- Accession Number:
- 0001209191-12-057052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-12 14:57:10
- Reporting Period:
- 2012-12-11
- Filing Date:
- 2012-12-12
- Accepted Time:
- 2012-12-12 14:57:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 108516 | Worthington Industries Inc | WOR | Steel Works, Blast Furnaces & Rolling & Finishing Mills (3310) | 311189815 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1194138 | G Richard Welch | 200 Old Wilson Bridge Road Columbus OH 43085 | Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2012-12-11 | 2,000 | $15.26 | 19,746 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2012-12-11 | 1,531 | $23.67 | 18,215 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2012-12-11 | 6,000 | $19.20 | 24,215 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2012-12-11 | 5,251 | $23.67 | 18,964 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2012-12-11 | 6,000 | $17.01 | 24,964 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2012-12-11 | 4,885 | $23.67 | 20,079 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Option (Right to Purchase) | Disposition | 2012-12-11 | 2,000 | $0.00 | 2,000 | $15.26 |
| Common Shares | Employee Stock Option (Right to Purchase) | Disposition | 2012-12-11 | 6,000 | $0.00 | 6,000 | $19.20 |
| Common Shares | Employee Stock Option (Right to Purchase) | Disposition | 2012-12-11 | 6,000 | $0.00 | 6,000 | $17.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-06-02 | 2013-06-01 | No | 4 | M | Direct |
| 0 | 2005-06-01 | 2014-05-31 | No | 4 | M | Direct |
| 0 | 2006-06-01 | 2015-05-31 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Shares | Phantom Stock, acquired under deferred compensation plan | $0.00 | 90 | 3,565 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 90 | 3,565 | Direct |
Footnotes
- This option was granted out of the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is the first day any portion of the option will vest. Additional portions of 20% of the option vest annually on 06/01/2005, 06/01/2006, 06/01/2007, and 06/01/2008.
- This option was granted out of the Worthington Industries, Inc. 2003 Stock Option Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is the first day any portion of the option will vest. Additional portions of 20% of the option vest annually on 06/01/2006, 06/01/2007, 06/01/2008 and 06/01/2009.
- This option was granted out of the Worthington Industries, Inc. 2003 Stock Option Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is the first day any portion of the option will vest. Additional portions of 20% of the option vest annually on 06/01/2007, 06/01/2008, 06/01/2009 and 06/01/2010.
- The accounts track common shares on a one-for-one basis
- The account balances related to the theoretical common shares may be immediately transferred to other investment options under the terms of the deferred compensation plans.
- These are unfunded accounts under Worthington Industries, Inc.'s deferred compensation plan invested in phantom stock. Distributions are made only in cash, and generally commence upon retirement or other termination of employment.
- The amount shown reflects additional theoretical common shares (i.e. phantom stock) credited pursuant to the dividend reinvestment feature of Worthington Industries, Inc.'s Deferred Compensation Plan
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