Filing Details

Accession Number:
0001127602-12-033659
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-12 14:51:32
Reporting Period:
2012-12-10
Filing Date:
2012-12-12
Accepted Time:
2012-12-12 14:51:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041061 Yum Brands Inc YUM Retail-Eating Places (5812) 133951308
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1211696 C David Novak 1441 Gardiner Lane
Louisville KY 40213
Chair Ceo And Pres Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-10 585,934 $17.23 822,764 No 4 M Direct
Common Stock Disposition 2012-12-10 540,600 $66.20 282,164 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2012-02-03 894 $0.00 894 $0.00
Common Stock Restricted Stock Units Acquisiton 2012-05-04 805 $0.00 805 $0.00
Common Stock Restricted Stock Units Acquisiton 2012-08-03 852 $0.00 852 $0.00
Common Stock Restricted Stock Units Acquisiton 2012-11-02 942 $0.00 942 $0.00
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-12-10 585,934 $0.00 585,934 $17.23
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
201,049 No 5 J Direct
201,854 No 5 J Direct
202,706 No 5 J Direct
203,648 No 5 J Direct
0 2005-01-27 2014-01-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 30,548 Indirect 401(k) Plan
Common Stock 0 Indirect By Daughter
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $65.76 to $66.82. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
  2. Units acquired pursuant Rule 16a-11 exemption. The reported holdings include units acquired in unreported dividend reinvestments.
  3. The restricted stock units vest four years from grant date. Vested shares will be delivered to the reporting person six months from his retirement from YUM! Brands, Inc.
  4. Units acquired pursuant to Rule 16a-11 exemption. The reported holdings include units acquired in unreported dividend reinvestment transactions.