Filing Details
- Accession Number:
- 0000350894-12-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-12 12:28:04
- Reporting Period:
- 2012-12-06
- Filing Date:
- 2012-12-12
- Accepted Time:
- 2012-12-12 12:28:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350894 | Sei Investments Co | SEIC | Security Brokers, Dealers & Flotation Companies (6211) | 231707341 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1436013 | Kevin Barr | 1 Freedom Valley Drive Oaks PA 19456 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Stock Option (Right To Purchase) | Acquisiton | 2012-12-06 | 9,599 | $14.71 | 18,730 | No | 4 | M | Direct | |
Stock Option (Right To Purchase) | Acquisiton | 2012-12-07 | 6,653 | $14.71 | 25,383 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-06 | 9,599 | $22.01 | 15,784 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-07 | 6,653 | $22.10 | 9,131 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to purchase) | Acquisiton | 2012-12-06 | 9,599 | $14.71 | 9,599 | $14.71 |
Common Stock | Stock option (right to purchase) | Acquisiton | 2012-12-07 | 6,653 | $14.71 | 6,653 | $14.71 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
40,401 | 2002-12-10 | 2012-12-10 | No | 4 | M | Direct |
33,748 | 2002-12-10 | 2012-12-10 | No | 4 | M | Direct |