Filing Details
- Accession Number:
- 0001181431-12-063978
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-12 11:23:13
- Reporting Period:
- 2012-12-10
- Filing Date:
- 2012-12-12
- Accepted Time:
- 2012-12-12 11:23:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
722392 | Planar Systems Inc | PLNR | Electronic Components, Nec (3679) | 930835396 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1423093 | David Sandberg | 1195 Nw Compton Drive Beaverton OR 97006 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-10 | 3,160 | $1.24 | 663,496 | No | 4 | P | Indirect | See footnotes |
Common Stock | Acquisiton | 2012-12-11 | 11,711 | $1.29 | 675,207 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 18,000 | Direct |
Footnotes
- Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager.
- ROP serves as a managing member of Pinnacle Partners, LLC, a Colorado limited liability limited company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Fund, LLLP, a Colorado limited liability limited partnership ("Pinnacle Fund"), the direct owner of the subject securities.