Filing Details
- Accession Number:
- 0001181431-12-063944
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-12 10:50:20
- Reporting Period:
- 2012-12-10
- Filing Date:
- 2012-12-12
- Accepted Time:
- 2012-12-12 10:50:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 708781 | Cass Information Systems Inc | CASS | Services-Business Services, Nec (7389) | 431265338 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216428 | H Eric Brunngraber | 13001 Hollenberg Drive Bridgeton MO 63044 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-10 | 9,656 | $21.30 | 63,543 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-10 | 4,763 | $43.19 | 58,780 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2012-12-10 | 1,587 | $43.19 | 57,193 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2012-12-10 | 4,000 | $42.55 | 53,193 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-12-11 | 1,000 | $42.75 | 52,193 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2012-12-10 | 9,656 | $0.00 | 9,656 | $21.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,844 | 2010-01-21 | 2019-01-19 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | $23.48 | 2009-01-23 | 2018-01-21 | 20,473 | 20,473 | Direct |
| Common Stock | Stock Appreciation Rights | $24.93 | 2011-01-27 | 2020-01-25 | 6,501 | 6,501 | Direct |
| Common Stock | Stock Appreciation Rights | $29.95 | 2012-01-26 | 2021-01-24 | 20,065 | 20,065 | Direct |
| Common Stock | Stock Appreciation Rights | $33.56 | 2013-01-25 | 2022-01-23 | 20,919 | 20,919 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-01-21 | 20,473 | 20,473 | Direct |
| 2020-01-25 | 6,501 | 6,501 | Direct |
| 2021-01-24 | 20,065 | 20,065 | Direct |
| 2022-01-23 | 20,919 | 20,919 | Direct |
Footnotes
- Over a three year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant.
- Includes shares of restricted stock, subject to vesting and forfeiture.
- Represents average weighted sales price. Actual prices ranged from $42.45 to $42.66. Individual transaction details available upon request.
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