Filing Details
- Accession Number:
- 0001209191-12-056981
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-12 06:09:53
- Reporting Period:
- 2012-12-07
- Filing Date:
- 2012-12-12
- Accepted Time:
- 2012-12-12 06:09:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1040719 | Walter Investment Management Corp | WAC | Real Estate Investment Trusts (6798) | 133950486 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1461833 | Douglass Stuart Boyd | C/O Walter Investment Management Corp. 3000 Bayport Drive, Suite 1100 Tampa FL 33607 | V.p., General Counsel & Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-07 | 15,719 | $43.59 | 43,768 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-07 | 8,862 | $43.59 | 34,906 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-12-07 | 1,727 | $43.78 | 36,633 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-07 | 1,004 | $43.78 | 35,629 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-07 | 15,719 | $0.00 | 15,719 | $13.37 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-07 | 1,727 | $0.00 | 1,727 | $14.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-05-19 | 2019-05-19 | No | 4 | M | Direct |
| 8,300 | 2011-01-04 | 2020-01-04 | No | 4 | M | Direct |
Footnotes
- 15,719 Options to purchase common stock awarded April 19, 2009 vest one third per year over the next three years
- 10,027 Options to purchase common stock awarded January 4, 2010 vest one-third per year over the next three years
Billionaire Hedge Funds
