Filing Details
- Accession Number:
- 0001209191-12-056969
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-11 19:43:12
- Reporting Period:
- 2012-12-07
- Filing Date:
- 2012-12-11
- Accepted Time:
- 2012-12-11 19:43:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1045609 | Prologis Inc. | PLD | Real Estate Investment Trusts (6798) | 943281941 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1202548 | R Hamid Moghadam | C/O Prologis, Inc. Pier 1, Bay 1 San Francisco CA 94111 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-07 | 259,462 | $27.12 | 335,175 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-07 | 259,462 | $35.01 | 75,713 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-12-07 | 426,028 | $0.00 | 501,741 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-07 | 327,861 | $35.24 | 173,880 | No | 4 | F | Direct | |
Common Stock | Disposition | 2012-12-07 | 98,167 | $0.00 | 75,713 | No | 4 | D | Direct | |
Stock Units | Acquisiton | 2012-12-07 | 98,167 | $0.00 | 213,714 | No | 4 | A | Indirect | Rabbi Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | D | Direct | |
No | 4 | A | Indirect | Rabbi Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-12-07 | 259,462 | $0.00 | 259,462 | $27.12 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-12-07 | 296,296 | $0.00 | 296,296 | $27.12 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-12-07 | 129,732 | $0.00 | 129,732 | $27.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,075,123 | 2013-02-13 | No | 4 | M | Direct | |
1,778,827 | 2013-02-13 | No | 4 | M | Direct | |
1,649,095 | 2013-02-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Stock Units | 803,945 | Indirect | Rabbi Trust |
Common Stock | 2,255,395 | Indirect | Trust |
Common Stock | 131,776 | Indirect | Trust |
Footnotes
- The option exercises covered by this Form 4 were conducted pursuant to and in accordance with a 10b5-1 plan dated May 4, 2012.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.05. The reporting person undertakes to provide to Prologis, Inc., any security holder of Prologis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price.
- Reporting person elected to defer the gains from this stock option exercise reported on this Form 4 into the Amended and Restated AMB Nonqualified Deferred Compensation Plans (the "Plans"). In connection with this election, reporting person exercised the option via a stock-for-stock exercise. The deferral of the resulting gains was credited to the reporting person's account in the form of an equivalent number of stock units, each of which represents the reporting person's right to receive a share of Prologis common stock upon distribution of his account. Distribution will occur upon retirement, death, other termination of employment or disability, upon Prologis' change of control or on such other date as the reporting person elects.
- Not applicable.
- These shares were exchanged with Prologis in a stock-for-stock swap transaction to pay for the aggregate exercise price of the options ($11,553,879.36) pursuant to the 10b5-1 plan.
- Solely a change in the form of ownership.
- Held indirectly through a rabbi trust pursuant to the Amended and Restated AMB Nonqualified Deferred Compensation Plans.
- Held indirectly through a rabbi trust pursuant to the AMB Property Corporation 2011 Notional Account Deferred Compensation Plan.
- Held indirectly in a trust FBO the reporting person with the reporting person and his spouse as sole trustees.
- Held indirectly in a trust with the reporting person as trustee.
- Options issued under the 2002 Stock Option and Incentive Plan which became fully vested on Jan. 1, 2006. There are 0 options remaining exercisable under this award.
- Options issued under the 2002 Stock Option and Incentive Plan which became fully vested on Feb. 13, 2003. There are 0 options remaining exercisable under this award.