Filing Details
- Accession Number:
- 0001144204-12-067478
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-11 18:39:00
- Reporting Period:
- 2012-12-10
- Filing Date:
- 2012-12-11
- Accepted Time:
- 2012-12-11 18:39:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 910322 | Astoria Financial Corp | AF | Savings Institution, Federally Chartered (6035) | 113170868 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1210754 | V Thomas Powderly | One Astoria Federal Plaza Lake Success NY US 11042 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-12-10 | 3,000 | $9.17 | 4,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-12-11 | 2,000 | $9.17 | 2,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Statutory Stock Option | $29.72 | 2007-01-16 | 2013-08-15 | 6,000 | 6,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-08-15 | 6,000 | 6,000 | Direct |
Footnotes
- Options were granted pursuant to the 1999 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1999 Plan.
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