Filing Details
- Accession Number:
- 0001209191-12-056958
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-11 18:18:58
- Reporting Period:
- 2012-12-07
- Filing Date:
- 2012-12-11
- Accepted Time:
- 2012-12-11 18:18:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1402436 | Ss&C Technologies Holdings Inc | SSNC | Services-Prepackaged Software (7372) | 710987913 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1194389 | R V Stephen Whitman | C/O Ss&Amp;C Technologies Holdings, Inc. 80 Lamberton Road Windsor CT 06095 | Svp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-07 | 20,000 | $8.77 | 20,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-07 | 20,000 | $23.33 | 20,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-12-10 | 40,000 | $8.77 | 40,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-10 | 40,000 | $23.28 | 40,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2012-12-07 | 20,000 | $0.00 | 20,000 | $8.77 |
| Common Stock | Stock Option (right to buy) | Disposition | 2012-12-10 | 40,000 | $0.00 | 40,000 | $8.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 143,209 | 2016-08-09 | No | 4 | M | Direct | |
| 103,209 | 2016-08-09 | No | 4 | M | Direct |
Footnotes
- The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $23.28 to $23.40. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $23.25 to $23.34. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- The option grant of August 9, 2006 consisted of: 1) 120,686 "time-based" options that vested as to 25% on November 23, 2006 and as to 1/36th of the shares each month thereafter until fully vested on November 23, 2009, 2) 120,686 "performance-based" options that vested based on the determination of the Issuer's board of directors as to the satisfaction of certain performance criteria for each fiscal year 2006 through 2010 which were met resulting in the 100% vesting of such options, and 3) 60,343 "superior-options" which, upon the Issuer's initial public offering, became "performance-based" options that vested based on the determination of the Issuer's board of directors as to the satisfaction of certain performance criteria for fiscal years 2010 and 2011 which were met resulting in the 100% vesting of such options. Of the total 301,715 options granted on August 9, 2006, the reporting person previously exercised 48,507 options in February 2011 and 89,999 options in August 2012.
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